This study is a phase III non-inferior randomized clinical trial involving 17 hospitals within Spain, exploring whether neoadjuvant chemoradiotherapy and trans-anal endoscopic excision in T2 or T3 rectal cancers lead to similar clinical outcomes compared to the standard of care. The authors found, in the 5-year modified intention-to-treat analysis, there were no differences in local recurrence, and similar results for distant recurrence and overall survival rates.
Summary: International guidelines recommend total mesorectal excision (TME) as the standard treatment for T2 and early T3 (T3ab), N0, M0 rectal cancer. T3ab tumors are those that penetrate the muscularis propria but with invasion ≤ 5mm without nodal involvement or distal metastases. Local excision is generally not recommended, especially for T3 tumors, due to the risk of regional lymph node involvement. In this setting, TME is typically performed as the oncologic resection, but carries with it a risk of complications as high as 54%, in large part due to the likely need for diverting stoma creation and associated risks. An alternative strategy is neoadjuvant chemoradiotherapy with local excision, with single-center observational studies having published clinical data with inconclusive results. The purpose of this study was to compare standard treatment of stage T2-T3ab, N0, M0 by TME vs. long-course chemoradiotherapy followed by local excision via transanal endoscopic microsurgery (TEM).
The study design was an open-label, prospective, non-inferiority trial at 17 hospitals within Spain. Patients were included if they had a diagnosis of a rectal adenocarcinoma located 10 cm from the anal verge, clinical stage T2-T3ab, N0, M0 confirmed by endorectal ultrasound and rectal MRI, tumors with maximum diameter of 4 cm or less on MRI, and ASA stage 3 or less. Exclusion criteria included presence of distant metastases, synchronous colorectal cancers, undifferentiated rectal adenocarcinomas, or intolerance of chemotherapy or radiotherapy. Treatment in the TEM group received long-course neoadjuvant treatment with combined chemotherapy and radiotherapy (oral capecitabine and daily fractions of 1.8 Gy, 5 days a week). Clinical response was assessed using rectal MRI. Surgery was performed in the eighth week after CRT. Local excision was performed with TEM or transanal minimally invasive surgery (TAMIS) by a colorectal surgeon. The protocol was discontinued in patients who showed no clinical response after CRT and in those whose pathology after excision showed characteristics of poor prognosis. The primary outcome was local recurrence (LR), defined as the presence of adenocarcinoma in the biopsy of the residual scar, anastomosis, tumor resection bed, locoregional pelvic lymphadenopathy, or in the perineal skin after abdominoperineal resection. Secondary outcomes included distal recurrence (DR), overall survival (OS) and disease free survival (DFS).
From 2010 to 2021, 364 patients were evaluated for inclusion with 173 ultimately randomized into the study; 81 patients were included in each group for the modified intention to treat (mITT) analysis. The median follow-up time for mITT and per protocol (PP) analysis was 63 months. Post operative morbidity was 20.7% in the TEM group and 50.6% in the TME group. In the 5-year mITT analysis, LR was 7.4% in the CRT-TEM group and 6.2% in the TME group (difference -1.23%, p=0.76). In the TME group, 17 patients had nodal involvement and underwent adjuvant treatment; of these 41.2% developed distant recurrence versus 10.9% of those with node-negative status. In the mITT analysis, CRT-TEM had a DR of 12.3% versus 17.3% in the TME group (difference 4.94%, CI 15.85% to -5.98%). In the 5-year mITT analysis, the OS was 82.7% for the CRT-TEM group versus 85.2% in the TME group (p=0.62). The DFS was the same in the 2 groups at 88.9%.
Strengths of the study include a notable reduction in the incidence of occult nodal involvement of the TEM group with neoadjuvant treatment (approximately 15% reduction) and good long-term results obtained in the TME control group for the secondary outcomes. Limitations include the long duration of the study, in which changes in diagnostic and treatment modalities may have occurred. Lastly, the study was not formally powered to detect differences between groups on secondary outcomes.
Bottom Line: A Spanish multicenter non-inferiority randomized clinical trial comparing TME (standard treatment) with neoadjuvant chemoradiation with trans-anal endoscopic microsurgical (TEM) excision strategy for T2 or T3ab (confined to ≤ 5mm outside muscularis propria) rectal cancer treatment demonstrated non-inferior local recurrence rates with similar distant recurrence and overall survival. A less invasive approach sparing the rectum with chemoradiation followed by trans-anal endoscopic excision may be suitable for these tumors, allowing patients a less morbid alternative to TME.